利用数学方法保护机密数据

Statistical¹ databases (SDBs) are collections of data that are used to gather and analyze² information from a variety of sources. The data may be derived³ from sales transactions（处理） , customer files, voter registrations⁴, medical records, employee rosters⁵, product inventories⁶, or other compilations⁷ of facts and figures. Because database security requires multiple processes and controls, it presents huge security challenges to organizations. With the computerization of databases in healthcare, forensics（辩论术） , telecommunications, and other fields, ensuring this kind of security has become increasingly important.

In a paper recently published in the SIAM Journal on Discrete⁸ Mathematics, authors Rudolf Ahlswede and Harout Aydinian analyze a security-control model for statistical databases.

"Providing privacy and confidentiality¹⁰ in SDBs is not a new issue," Aydinian points out. "Privacy interests have evolved from the very first census¹¹ in the United States. Recorded protests until the mid-20th century reflect constitutional issues resulting from the requirement for U.S. residents to provide sensitive personal information. Questions on census forms about diseases, mortgage values, and other items have raised many concerns."

While such databases are very helpful in aggregating¹² data, there is a risk that confidential⁹ information about an individual's record may be deliberately¹³（故意地） compromised. "Since such data sets also contain sensitive information, such as the disease of an individual, or the salary of an employee, it is necessary to provide security against the disclosure of confidential information," says Aydinian. "Even in cases where a user has no direct access to sensitive information, sometimes confidential data about an individual can be inferred by correlating enough statistics."

Typically, statistical databases are designed to only accept queries¹⁴ that involve specific statistical functions (such as sum, average, count, min, max, etc.). However, the use of these queries may render databases susceptible¹⁵ to compromise. For instance, it may be possible to infer information about specific individuals by putting together data from a sequence of statistical queries, using prior knowledge of an individual, or through collusion among users.

An SDB is considered secure if no protected data can be inferred from available queries. "In the literature, many scenarios¹⁶ of compromise and inference control methods have been proposed to protect SDBs," Aydinian says. "However, to date no one security control method is capable of completely preventing compromise."

Query¹⁷ restriction¹⁸ is one of several general approaches used for security control. A "query request" retrieves¹⁹ a subset（子集） of data from a database that meets a set of conditions. In query restriction, the kind and amount of data that can be retrieved²⁰ by such queries is limited, for example, the size of the data, or the amount of overlap²¹ between data that is returned.

In one type of query restriction method, only certain sums of individual records (called "SUM queries") that meet a minimum specified²² size or number, and satisfy a specified set of conditions, are available to users.

Aydinian explains with an example. "Consider a company with a large number of employees. Suppose that for each member of the company, the sex, age, rank, length of employment, salary etc. is recorded. The salaries of individual employees are confidential. Suppose that only SUM queries are allowed, i.e. the sum of the salaries of the specified people is returned. Then one might pose the query: What is the sum of salaries for males, above 50, and during the last 10 years?"

The task addressed in the paper is to provide an optimal²³ collection of SUM queries that prevents compromise of confidential information -- such as individual salaries, for instance. A natural solution is to maximize the number of available SUM queries. The authors obtain tight bounds for the maximum number of such queries that return subsets of data without compromising groups of entries.

"Future work in the query-restriction approach includes evaluation²⁵ of new security-control mechanisms²⁶, which are easy to implement²⁷ and guarantee absolute security," says Aydinian. "At the same time, it is desirable that these methods satisfy other criteria²⁸ like richness of available queries, consistency²⁹, cost etc. It also seems promising²⁴ to develop methods combining different security control mechanisms."