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accredited 隶属 adjusted liabilities 经调整负债 advertisement 广告 advising on corporate finance 就机构融资提供意见 advising on futures contracts 就期货合约提供意见 advising on securities 就证券提供意见 Advisory Committee 咨询委员会 agents 代理人 aggregate gross foreign currency position 合计外币总持仓量 agreement 协议 agreement in writing 书面协议 amount of margin required to be deposited 按规定须存放的保证金数额 ancillary stabilizing action 附带稳定价格行动 appeal panel 上诉委员会 applicant 申请人 application 申请 application for review 复核申请 appointed day 指定日期 approved bank incorporated outside Hong Kong 法团的银行以外成立为核准的在香港 approved credit rating agency 核准信贷评级机构 approved custodian 核准保管人 approved futures exchange 核准期货交易所 approved introducing agent 核准介绍代理人 approved investment adviser 认可投资顾问 approved lending agent 核准借出代理人 approved person 核准人士 approved redeemable shares 核准可赎回股份 approved regional exchange 认可地区性交易所 approved securities borrowing and lending counterparty 核准证券借贷对手方 approved share registrar 认可股份登记员 approved standby subordinated loan facility 核准备用后偿贷款融通 approved stock exchange 核准证券交易所 approved subordinated loan 核准后偿贷款 arbitration panel 仲裁小组 arbitrator 仲裁人 articles 章程细则 asset management 资产管理 associate 有联系者 associated corporation 相联法团 associated entity 有联系实体 associated person 相联者 audit working papers 审计工作材料 auditor 核数师 authorized ATS provider 认可自动化交易服务提供者 authorized automated trading services 认可自动化交易服务 authorized financial institution 认可财务机构 authorized mutual fund 认可互惠基金 authorized person 获授权人 authorized representative 获授权代表 authorized unit trust 认可单位信托 automated trading service provider 自动化交易服务提供者 automated trading services 自动化交易服务 average monthly turnover 平均每月成交额 back-to-back contract 背对背合约 balance 结余 bank 银行 bank incorporated outside Hong Kong 法团的银行地方成立为在香港以外 banker 银行 banker´s book 银行簿册 basic amount 基本数额 basic information 基本数据 bilateral netting agreement 双边净额结算协议 blanket assurance 概括性保证 body 团体 bond broker 债券经纪 bond dealer 债券交易商 books 簿册 borrow 借用安排 broadcast 广播 broadcaster 广播业者 broker 经纪 business day 营业日 calculation 有关计算 call 造访 capital account 资本帐 cash settled equity derivatives 现金结算股本衍生工具 CE number 中央编号 certificate of deposit 存款证 chairman 主席 charge 押记 chief executive 最高行政人员 claimant 申索人 Claims Rules 《申索规则》 clearing house 结算所 clearing participant 结算所参与者 clerk 书记 client 客户 client assets 客户资产 client collateral 客户抵押品 client contract 客户合约 client money 客户款项 client securities 客户证券 client securities and collateral 客户证券及抵押品 closing date 截止日期 codes 守则 collateral 抵押品 collateralized warrants 有抵押权证 collective investment scheme 集体投资计划 Commission 证监会；监察委员会 commission 佣金 Commissioner of the Independent Commission Against Corruption 廉政专员 common client 共同客户 companies inspector 公司审查员 company 公司 compensation 赔偿 compensation fund 赔偿基金 complaints officer 投诉主任 completion 完成 concentration discounting factor 集中折扣系数 conditional offer 有条件要约 conduct 行为 constitution 章程 contract multiplier 合约乘数 controller 控制人 controlling entity 控权实体 controlling entity relationship 控权实体关系 controlling person 控权人士 corporate finance adviser, corporate finance consultant 机构融资顾问 corporation 法团 court 法庭；法院 credit union 储蓄互助社 criminal investigatory body 刑事调查机构 currency futures contract 货币期货合约 custodian 保管人 custodian statement 保管人结单 data material 数据材料 dealing 交易 dealing in futures contracts 期货合约交易 dealing in securities 证券交易 debenture 债权证 debt securities 债务证券 defalcation 亏空 default 违责 default proceedings 违责处理程序 default rules 违责处理规则 defaulter 违责者 deliver 交付 depositary receipt 寄存单据 deputy chairman 副主席 derivative contract 衍生工具合约 derivatives 衍生工具 digital signature 数码签署 director 董事 dispute 争议 disqualification order 取消资格令 document 文件 duty of disclosure 披露责任 employee 雇员 equity derivatives 股本衍生工具 equity linked instruments 股票挂钩票据 equity securities 权益证券 equivalent corporation 等同法团 equivalent shares 相等股份 every officer of it who is in default 其每名违责的高级人员 Exchange Company 交易所公司 exchange contract 交易所合约 Exchange Fund 外汇基金 Exchange Fund Bill 外汇基金票据 Exchange Fund Note 外汇基金债券 exchange participant 交易所参与者 exchange participant´s representative 交易所参与者代表 exchange traded fund 交易所买卖基金 exchange traded funds market maker 交易所买卖基金庄家 excluded clients 豁除客户 excluded interests 豁除权益 excluded liabilities 豁除负债 excluded person 豁除人士 executive 执行人员 executive director 执行董事 executive officer 主管人员 exempted body 获豁免团体；豁免团体 existing client 原有客户 expert 专家 fee 费用 financial accommodation 财务通融 financial product 金融产品 financial resources rule 财政资源规则 financial statement 财务报表 financial year 财政年度 first public announcement date 首次公开宣告日期 floating losses 浮动亏损 floating profits 浮动利润 foreign currency 外币 foreign exchange agreement 外汇协议 foreign exchange trading 外汇交易 foreign intermediary 外地中介人 former associated entity of an intermediary 中介人的前有联系实体 former licensed corporation 前持牌法团 founder 成立人 fraudulent misrepresentation 欺诈的失实陈述 free delivery basis 信用交付形式 function 职能 futures adviser 期货顾问 futures broker 期货经纪 futures consultant 期货顾问 futures contract 期货合约 futures dealer 期货交易商 Futures Exchange Company 期交所 Futures Exchange Compensation Fund 期交所赔偿基金 futures market 期货市场 Futures Market Maker 期货庄家 futures non-clearing dealer 期货非结算交易商 futures or options clearing house 期货或期权结算所 GEM 创业板 gross foreign currency position 外币总持仓量 group of companies 公司集团 guaranteed 作出担保 guilty of misconduct 犯失当行为 haircut amount 扣减数额 haircut percentage 扣减百分率 HKEC 交易结算公司 HKFECC 期货结算公司 HKIAC 仲裁中心 HKSCC 香港结算公司 hold 持有 holding company 控股公司 Hong Kong Exchange Fund 香港外汇基金 Hong Kong register 香港登记册 incorporated 成立；成立为法团 indirect controller 间接控制人 information 信息；资料；消息 information system 信息系统 initial margin requirement 规定开仓保证金 initial stabilizing action 初步稳定价格行动 initial stabilizing price 初步稳定价格 insider dealing 内幕交易 inspector 审查员 Insurance Authority 保险业监督 insurer 保险人 interest 权益 interest rate swap agreement 掉期息率协议 intermediary 中介人 in-the-money amount 价内值 investigator 调查员 investment manager 投资经理 Investor Compensation Company 投资者赔偿公司 invitation 邀请 issue 发出 issued equity share capital 已发行权益股本 issuer 发行人 judge 法官 judicial or other proceedings 司法或其它法律程序 law of insolvency 破产清盘法 legal officer 律政人员 lender 借出人 leveraged foreign exchange contract 杠杆式外汇交易合约 leveraged foreign exchange trader 杠杆式外汇交易商 leveraged foreign exchange trading 杠杆式外汇交易 levy 征费 licence 牌；牌照 licensed 获发牌；持牌 licensed corporation 持牌法团 licensed person 持牌人 licensed representative 持牌代表 linked corporation 相连法团 liquid assets 速动资产 liquid capital 速动资金 liquidator 清盘人 listed 上市 listed corporation 上市法团 listed currency warrant 上市货币权证 listed securities 上市证券 listing 上市 listing rules 上市规则 live broadcast 直播 Mandatory Provident Fund Schemes Authority 积金局 margin client 保证金客户 margin lender 证券保证金融资人 margin ratio 保证金比率 margin value 保证金价值 margined transaction 保证金交易 mark to market 按照市值计算差额 market capitalization 市场资本值 market charge 市场押记 market collateral 市场抵押品 market contract 市场合约 market information 市场消息 market misconduct 市场失当行为 Market Misconduct Tribunal 市场失当行为审裁处 market value 市值 material time 关键时间 member 成员 memorandum 章程大纲 Mini-Hang Seng Index Futures Contract 小型恒生指数期货合约 Mini-Hang Seng Index Options Contract 小型恒生指数期权合约 minor 未成年 minor offence 轻微罪行 minority controller 次要控制人 misconduct 失当行为 misfeasance 不当行为 Monetary Authority 金融管理专员 Monetary Authority guideline 《金融管理专员指引》 Monetary Authority- appointed Market Maker 金融管理专员委任的庄家 money laundering activities 洗钱活动 money lender 放债人 multilateral agency 多边机构 mutual fund 互惠基金 negligent misrepresentation 疏忽的失实陈述 net equity 权益净额 net position 净持仓量 net tangible assets 有形资产净值 net underwriting commitment 包销承担净额 new futures contract 新期货合约 non-collateralized warrants 非抵押权证 non-executive director 非执行董事 note issuance and revolving underwriting facility 票据的发行及循环式包销融通 notifiable interest 须具报权益 notifiable percentage level 须具报百分率水平 notional principal amount 名义本金额 number 数目 offer 要约 offer document 要约文件 offer price 要约价 offeree company 要约标的公司 offeror 要约人 off-exchange traded derivative contracts 场外买卖衍生工具合约 off-exchange transaction 场外交易 officer 高级人员 Official Receiver 破产管理署署长 Official Trustee 法定受托人 off-market share repurchase 场外股份购回 off-market share repurchase circular 场外股份购回通告 off-market transaction 场外交易 Ombudsman 申诉专员 omnibus account 客户汇集综合账户 on-exchange transaction 场内交易 options contract 期权合约 order 命令 ordinary member 普通成员 other collateral 其它抵押品 out-of-the-money amount 价外值 overseas company 海外公司 overseas stock market 海外证券市场 panel member 上诉委员 parties 各方 party 当事一方 percentage figure 百分率数字 percentage level 百分率水平 performance 执行 period of insurance 保险期 permanent identity card 永久性居民身分证 person under investigation 受调查人 |
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