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physically settled equity derivatives 实物结算股本衍生工具 pilot programme 试验计划 pilot programme market maker 试验计划庄家 pilot programme securities 试验计划证券 portfolio 投资组合 possession 管有 prescribed country 订明国家 prescribed event 订明事件 prescribed fee 订明费用 prescribed gain 订明收益 prescribed limit 订明上限 prescribed manner 订明方式 prescribed purpose 订明目的 prescribed requirement 订明规定 Presenting Officer 提控官 primary stabilizing action 基本稳定价格行动 principal 主事人 Privacy Commissioner for Personal Data 私隐专员 proceedings 研讯程序 professional accountant 专业会计师 professional investor 专业投资者 prohibited person 受禁制人士 property 财产 prospectus 招股章程 public 公众；大众 public announcement 公开宣告 purchase 买；购买 qualified corporation 合资格法团 qualified lender 合资格借出人 qualified overseas scheme 合资格海外计划 qualified shares 合资格股份 qualifying client 合资格客户 qualifying credit rating 合资格信贷评级 qualifying debt securities 合资格债务证券 ranking liabilities 认可负债 recipient 接收人 reckless misrepresentation 罔顾实情的失实陈述 recognized certificate 认可证书 recognized certification authority 认可核证机关 recognized clearing house 认可结算所 recognized counterparty 认可对手方 recognized exchange company 认可交易所 recognized exchange controller 认可控制人 recognized futures market 认可期货市场 recognized investor compensation company 认可投资者赔偿公司 recognized occupational retirement scheme 认可职业退休计划 recognized stock market 认可证券市场 record 纪录 redeemable shares 可赎回股份 register of companies 公司登记册 register of directors´ and chief executives´ interests and short positions 董事及最高行政人员权益及淡仓登记册 register of interests in shares and short positions 股份权益及淡仓登记册 registered 注册 registered company 注册公司 registered institution 注册机构 Registrar of Companies 公司注册处处长 registration 注册 regulated activity 受规管活动 regulated function 受规管职能 regulated investment agreement 受规管投资协议 regulated person 受规管人士 regulations 规例 regulatory body 规管机构 related assets 有连系资产 relevant agreement 有关协议 relevant authority 有关当局；监管当局 relevant authorized automated trading services 有关认可自动化交易服务 relevant communication 有关通讯 relevant condition 有关条件 relevant contract 有关合约 relevant contravention 违例事件 relevant corporation 相关法团 relevant date 有关日期 relevant event 有关事件 relevant exchange company 有关交易所公司 relevant information 有关消息 relevant market 有关市场 relevant offer 有关要约 relevant office-holder 有关人员 relevant overseas market 有关境外市场 relevant period 有关期间 relevant property 有关财产 relevant provisions 有关条文 relevant recognized exchange controller 相关认可控制人 relevant recognized market 有关认可市场 relevant securities 有关证券 relevant share capital 有关股本 relevant shares 有关股份 relevant time 有关时间 remittance 转付 remuneration 报酬 repealed Ordinance 已废除条例 repealed Securities Rules 已废除的《证券规则》 report 报告 reportable matter 须报告事项 reportable position 须申报的持仓量 reporting currency 申报货币 reporting day 申报日 reporting period 申报期 representation 陈述 representative 代表 repurchase transaction 回购交易 required liquid capital 规定速动资金 required liquid capital deficit 规定速动资金短欠数额 respondent 答辩人 responsible officer 负责人员 review 复核 rights issue 供股 Risk Management Committee 风险管理委员会 rolling balance cash client 滚存结余现金客户 rules 规章 ruling 裁定 Secretary 局长 securities 证券 securities adviser 证券顾问 Securities and Futures Appeals Tribunal 上诉审裁处 securities and futures industry 证券期货业 securities and futures market 证券期货市场 securities borrowing and lending agreement 证券借贷协议 securities collateral 证券抵押品 securities consultant 证券顾问 securities dealer 证券交易商；证券经纪 securities margin financing 证券保证金融资 Securities Market Maker 证券庄家 segregated account 独立账户 SEOCH 期权结算公司 served 送达 service bureau 服务单位 settlement 交收 settlement date 交收日期 shadow director 幕后董事 share 股份 share registrar 股份登记员 Share Repurchase Code 《股份购回守则》 shareholder controller 股东控制人 short position 淡仓 short selling 卖空 short selling order 卖空指示 special debt securities 特别债务证券 specified amount 指明款额 specified amount requirements 指明数额规定 specified bank regulator 指明银行规管当局 specified credit rating 指明信贷评级 specified debt securities 指明债务证券 specified decision 指明决定 specified exchange 指明交易所 specified futures exchange 指明期货交易所 specified instrument 指明文书 specified investments 指明投资项目 specified jurisdiction 指明司法管辖区 specified licensed corporation 指明持牌法团 specified licensing condition 指明发牌条件 specified percentage level 指明百分率水平 specified person 指明人士 specified recipient 指明收受者 specified risks 指明风险 specified securities 指明证券 specified securities or futures contracts 指明证券或期货合约 specified stock exchange 指明证券交易所 specified titles 指明称衔 stabilizing action 稳定价格行动 stabilizing manager 稳定价格操作人 stabilizing period 稳定价格期间 stabilizing price 稳定价格 standby subordinated loan facility 备用后偿贷款融通 standing authority 常设授权 stock adviser 股票顾问 stock dealer, stockbroker 股票经纪 Stock Exchange Company 联交所 stock futures contract 股票期货合约 stock market 证券市场 stock options contract 股票期权合约 stock return 证券交还 subordinated loan 后偿贷款 substantial shareholder 大股东 systems of control 监控系统 take delivery 提取 take-over offer 收购要约 Takeovers Appeal Committee 收购上诉委员会 Takeovers Code 《收购守则》 Takeovers Panel 收购委员会 target corporation 目标法团 the corporation concerned 有关法团 title 称衔 top 3 collateral 首3位抵押品 top margin client 前列保证金客户 trade date 交易日期 trader 交易商 trading day 交易日 trading right 交易权 Tribunal 审裁处 trust corporation 信托法团 trustee 受托人 Type 1 intermediary 第1类中介人 Type 1 intermediary or representative 第1类中介人或代表 Type 2 intermediary 第2类中介人 Type 4 intermediary or representative 第4类中介人或代表 Type 6 intermediary or representative 第6类中介人或代表 unconscionable 不合情理 underlying shares 相关股份 Unified Exchange 联合交易所 Unified Exchange Compensation Fund 联交所赔偿基金 unit trust 单位信托 unsolicited call 未获邀约的造访 valid business registration certificate 有效商业登记证 variable required liquid capital 可变动规定速动资金 whitewash document 清洗交易文件 whitewashed offer 清洗交易要约 written direction 书面指示 written document 书面文件 |
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