「柏力克－舒尔斯」期权定价模式  Black-Scholes option pricing model
查访  inspection visit
查询公布资料(中央结算系统)  Enquire Announcement Information(CCASS)
查询交收指示未获配对原因(中央结算系统)  Enquire Unmatched SI Reason(CCASS)
「查询报失股票资料」功能(中央结算系统)  Enquire Reported Lost Certificate(CCASS)
洗黑钱  money laundering
活跃业务纪录(创业板)  active business pursuits(GEM)
派送股份/红股  bonus issue
界面联系  interfacing
盈利  earnings; profit
盈利对利息倍数  interest cover; interest coverage
盈富基金  Tracker Fund of Hong Kong (TraHK)
盈余储备  surplus reserve
相互上市  cross listing; dual listing
相抵持仓  offsetting position
相对回报率  relative return
相对强弱指数  Relative Strength Indicator (RSI)
相联人  associated person
相关/指定资产  underlying asset
相关/指定证券  underlying securities
「看跌」股票挂钩票据  Bear Equity Linked Instrument (Bear ELI)
「看涨」股票挂钩票据  Bull Equity Linked Instrument (Bull ELI)
约务更替  novation
约价*  consideration
纪律上诉委员会  Disciplinary Appeals Committee
纪律委员会  Disciplinary Committee
《纪律案例》  Disciplinary Casebook
《纪律处分程序手册》  Handbook on Disciplinary Proceedings
纪律处分权力  disciplinary power
纪律程序  disciplinary procedures
红股  bonus share
红股发行  bonus issue
红筹股  red chip
美元总会计长(美国)  Comptroller of the Currency(US)
美式期权  American style option
美国本土债券  Yankee bond
美国全国证券交易商协会自动报价系统/ 美国纳斯达克证券市场  National Association of Securities Dealers Automated Quotations (NASDAQ)
美国存管信托公司  Depository Trust Company (DTC)(US)
美国商会  American Chamber of Commerce (AMCHAM)
美国国家经济研究局  National Bureau of Economic Research(US)
美国预托证券  American depository receipt (ADR)
美国联邦公开市场委员会  Federal Open Market Committee (FOMC)
美国联邦国家房屋贷款协会（房利美）  Federal National Mortgage Association (Fannie Mae)
美国证券交易所  American Stock Exchange (AMEX)
英伦银行  Bank of England
英格兰及威尔斯特许会计师公会  Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英国投资管理监管组织  Investment Management Regulatory Organisation (IMRO)
英国金融业管理局  Financial Services Authority (FSA)(UK)
衍生产品 / 衍生工具  derivatives
衍生产品及风险管理文凭课程  Diploma Course in Derivatives and Risk Management
衍生产品市场 / 衍生工具市场  derivatives market
衍生产品市场谘询小组  Derivatives Market Consultative Panel
衍生产品结算及交收系统  Derivatives Clearing and Settlement System (DCASS)
衍生权证  derivative warrant
要约  offer
计算按金程序  margining process
负债  liabilities
负债日  indebtedness date
负债比率  debt-to-equity ratio
重大交易  major transaction
重估  revaluation
重组  reorganisation
重置成本  replacement cost
重新实物化  rematerialisation
重复认购  multiple application
重整账目  restatement of accounts
限制通知书  restriction notice
限制买卖期  "black out" period
限价盘  limit order
限价卖空规则  tick rule
面值  face value; nominal value
风险披露  risk disclosure
风险披露声明书(创业板)  Risk Disclosure Statement(GEM)
风险值  value-at-risk
风险容限  risk tolerance
风险容量  appetite for risk
风险参数  risk parameter
风险控制  risk control
风险排列方法  risk array method
风险排列按金制度  risk array margining system
风险排列算式  risk array algorithm
风险评估  risk evaluation
风险管理  risk management; exposure management
风险管理委员会  Risk Management Committee
风险鉴别  risk identification
食价  price cheating; scalping
首次上市费  initial listing fee
首次公开招股  initial public offering (IPO)
首次公开招股之进度报告  Initial Public Offerings Progress Report
首次认购费  front-end load
首席交易员  chief dealer
香港上市公司商会  Chamber of Hong Kong Listed Companies
香港中央结算（代理人）有限公司  HKSCC Nominees Limited
香港中央结算有限公司（香港结算）  Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央证券登记有限公司  Computershare Hong Kong Investor Services Limited (CHIS)
香港中国企业协会  Hong Kong Chinese Enterprises Association
《香港公司收购、合并及股份购回守则》(刊物)  Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)
香港公司秘书公会  The Hong Kong Institute of Company Secretaries (HKICS)
香港交易及结算所有限公司（香港交易所）  Hong Kong Exchanges and Clearing Limited (HKEx)
香港交易及结算所有限公司北京代表处  Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所(中国)有限公司  HKEx (China) Limited
香港交易所股份资讯板  HKEx Share Information Board
香港交易所组合风险按金系统  Portfolio Risk Margining System of HKEx (PRiME)
香港交易所资讯服务有限公司  HKEx Information Services Limited
香港交易所数据产品  HKEx Data Products
香港投资分析员公会  Hong Kong Institute of Investment Analysts
香港投资者学会  Hong Kong Institute of Investors (HKII)
香港投资基金公会  Hong Kong Investment Funds Association (HKIFA)
香港投资通函呈报准则  Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港股份商会（1921年）  Hong Kong Stockbrokers' Association (1921)
香港股票经纪会（1891年）  Stockbrokers' Association of Hong Kong (1891)
香港金融研究中心  Hong Kong Institute for Monetary Research (HKIMR)
香港金融管理局（金管局）  Hong Kong Monetary Authority (HKMA)
香港律师会  The Law Society of Hong Kong
香港按揭证券有限公司  The Hong Kong Mortgage Corporation Limited
香港财务策划师学会  The Institute of Financial Planners of Hong Kong
香港财务顾问学会  Hong Kong Association of Financial Advisors
香港财资市场公会  Hong Kong Financial Markets Association
香港国际仲裁中心  Hong Kong International Arbitration Centre
香港专业财经分析及评论家协会  The Hong Kong Institute of Financial Analysts and Professional Commentators
香港货币及投资汇展  Money World Asia Hong Kong
香港创业投资协会  Hong Kong Venture Capital Association
香港期货交易所有限公司（期交所）  Hong Kong Futures Exchange Limited (HKFE)
香港期货结算有限公司  HKFE Clearing Corporation Limited (HKCC)
香港税务学会  Taxation Institute of Hong Kong
香港证券培训赞助基金  Hong Kong Securities Training Sponsorship Foundation
香港会计师公会  Hong Kong Institute of Certified Public Accountants (HKICPA)
香港经纪协会（1891年）  Association of Stockbrokers in Hong Kong (1891)
香港经纪商会（1914年）  The Hong Kong Stock Exchange
香港董事学会  The Hong Kong Institute of Directors
香港资本市场公会  Hong Kong Capital Markets Association
香港管理专业协会  Hong Kong Management Association
香港网上经纪协会  The Hong Kong Association of Online Brokers (HKAOB)
香港银行公会  Hong Kong Association of Banks
香港银行同业拆息  Hong Kong Interbank Offered Rate (HIBOR)
香港银行同业结算有限公司  Hong Kong Interbank Clearing Limited
香港总商会  The Hong Kong General Chamber of Commerce
香港联合交易所月刊  SEHK Monthly Bulletin
香港联合交易所有限公司（联交所）  The Stock Exchange of Hong Kong Limited (SEHK)
《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》）  Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港联合交易所有限公司证券上市规则》（《证券上市规则》）  Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)
香港联合交易所期权结算所有限公司
（联交所期权结算所）  The SEHK Options Clearing House Limited (SEOCH)
香港联合交易所资讯服务有限公司  Stock Exchange Information Services Limited (SEIS)
香港证券市场文献及文物征集计划  Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港证券交易所（1947年）  The Hong Kong Stock Exchange
香港证券专业学会  Hong Kong Securities Institute
香港证券业同学会  Hong Kong Securities Professionals Alumni Association
《香港证券业参考手册》(刊物)  The Hong Kong Securities Industry(publication)
香港证券经纪业工作小组  Working Group on Stockbroking in Hong Kong
香港证券经纪业协会  Hong Kong Stockbrokers Association
香港证券学会  Hong Kong Securities Professionals Association
并购活动*  mergers and acquisitions
仓  position
个人大股东具报书  Individual Substantial Shareholders Notification
个人投资者户口  Individual Investor Account
个人客户  individual client
个人交易所参与者  Individual Exchange Participant
个人电脑终端机用户  PC terminal user
借方结余  debit balance
借款股  loan stock
借壳上市  backdoor listing
借贷资本  loan capital
借额  debit
伦敦国际金融期货及期权交易所  London International Financial Futures and Options Exchange (LIFFE)
伦敦期权市场  London Traded Options Market (LTOM)
伦敦证券交易所  London Stock Exchange (LSE)
冻结  locked up
冻结股份机制  securities-on-hold mechanism
原油期货  crude oil futures
套戥 / 套汇* / 套利*  arbitrage
差价  spread
差额缴款  marks / marks payment
库存股份/股票  treasury stock
弱势货币  soft currency
息股证  Equity Linked Instrument (ELI)
挟仓  cornering; squeeze; short squeeze
时间值  time value; time premium
时间戳记  time stamp
核心盈利  core earnings
核准可赎回股份  approved redeemable share
核准借入人  approved borrower
核准借出代理人  approved lending agent
核数委员会(证监会)  Audit Committee(SFC)
核数师  auditor
核数师报告  auditors' report
核证附注  verification notes
浮息存款证  floating rate certificate of deposit (FRCD)
浮息按揭  variable-rate mortgage
浮息票据  floating rate note (FRN)
海外发行人  overseas issuer
消耗性资产(期权)  wasting asset(options)
流动性不足 / 流通性不足  illiquidity
流动资金  liquid capital
流动资金比率/幅度  liquidity ratio; liquidity margin
流动资金调节窗  Liquidity Adjustment Window (LAW)
流动资金调节机制(金管局)  Liquidity Adjustment Facility (LAF)(HKMA)
流动资产  liquid asset
流通性  liquidity
流通风险  liquidity risk
流通量提供者  liquidity provider
特别限价盘  special limit order
特别处理股(中国内地)  Special Treatment(Mainland China)
特别征费  Special Levy
特别转让股(中国内地)  Particular Transfer(Mainland China)
特快登记/过户登记服务  expedited registration service
特殊项目  exceptional item
特许公认会计师公会  The Association of Chartered Certified Accountants (ACCA)
特许使用者  privileged user
特许财务分析员  chartered financial analyst
特许财务分析员公会  Institute of Chartered Financial Analysts
特许管理会计师公会  Chartered Institute of Management Accountants (CIMA)
「特许证券商」制度(美国)  Specialist System(US)
特种国债(中国内地)  Special Treasury(Mainland China)
特种备兑证资讯(大利市)  exotic warrant information(Teletext)
特种认股证/非标准型认股证  exotic warrant
留存股票  treasury stock
留存盈利/收益  retained earnings; retained income
「粉红价单」(美国)  Pink Sheets(US)
留存溢利/盈利  retained profits
留成资金 / 保留资金  retained capital
「粉红价单」(美国)  Pink Sheets(US)
纯交易板  trading-only board
纸黄金  paper gold
索偿通知  claim notice
蚊型股  penny stock
被动受托人  bare trustee
讯息提示  alert message
讯框传送交易网络  frame relay trading network
托管人  custodian
托管商参与者(中央结算系统参与者)  Custodian Participant(CCASS Participants)
记名证券  registered securities
记名证书  registered certificate
记账式国库券(中国内地)  Registered Treasury(Mainland China)
财政司司长  Financial Secretary
财政年度  financial year
财政股东  financial shareholder
财政健全  financial integrity
财政部(中国内地)  Ministry of Finance(Mainland China)
《财政资源规则》  Financial Resources Rules
财务申报  financial reporting
财务风险  financial risk; financial exposure
财务租赁  financial lease
财务通融  financial accomodation
财务业绩  financial results
财务摘要报告  summary financial report
财务监管  financial regulation
财务顾问  financial adviser
财经市场发展专责小组  The Financial Market Development Task Force
《财经有道 - - - 证券、期货及投资界专业道德实务指引》  Ethics in Practice - A Practical Guide for Financial Practitioners
财经事务及库务局  Financial Services and the Treasury Bureau
财经事务及库务局局长  Secretary for Financial Services and the Treasury
财经事务及库务局常任秘书长  Permanent Secretary for Financial Services and the Treasury
财资企业集团  financial conglomerate
追补按金  margin call
退市  delisting
退税  tax rebate; tax refund
逃税  tax evasion
逆向投资者  contrarian
逆差  deficit; unfavourable difference; unfavourable variance
逆差额(中央结算系统)  unfavourable marks(CCASS)
逆转交易(期权)  trade reversals(options)
逆转交易合约(期权)  reversal contract(options)
酌情支付的花红  discretionary bonus payment
酌情权  discretionary power
配售  placing
配售代理  placing agent
配售指引  placing guidelines
配售新股  rights issue
配售经办人  book runner
配发  allotment
除息基准  ex-dividend basis
除净日  ex-date
除净日未经调整之收市价  ex unadjusted close
除牌  delisting
除权  ex-rights
马来西亚证券交易所交易及自动报价系统  Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)
马城条约  Maastricht Treaty
马鞍式组合(期权)  straddle(options)
高水(期货)  premium(futures)
高于前成交价  plus tick; uptick
高于面值  above par
高持股量股东(创业板)  significant shareholder(GEM)
高息票据  equity linked note (ELN)
高杠杆效应的投资  high leveraged investment

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