中华人民共和国导弹及相关物项和技术出口管制条例 Regulations o_法律英语

中华人民共和国导弹及相关物项和技术出口管制条例 Regulations o

文章来源：文章作者：发布时间：2007-04-11 02:19 字体： [大中小]　进入论坛

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现公布《中华人民共和国导弹及相关物项和技术出口管制条例》，自公布之日起施行。

总理　朱镕基
二00二年八月二十二日

中华人民共和国导弹及相关物项和技术出口管制条例

　　第一条为了加强对导弹及相关物项和技术出口的管制，维护国家安全和社会公共利益，制定本条例。

　　第二条本条例所称导弹及相关物项和技术出口，是指本条例附件《导弹及相关物项和技术出口管制清单》（以下简称《管制清单》）所列的导弹及相关设备、材料、技术的贸易性出口以及对外赠送、展览、科技合作、援助、服务和以其他方式进行的技术转移。

　　第三条国家对导弹及相关物项和技术出口实行严格管制，防止《管制清单》所列的可被用于运载大规模杀伤性武器的导弹及其他运载系统的扩散。

　　第四条国家对导弹及相关物项和技术出口实行许可证件管理制度。未经许可，任何单位或者个人不得出口导弹及相关物项和技术。

　　第五条出口《管制清单》第一部分所列的物项和技术，依照《中华人民共和国军品出口管理条例》及其他有关规定办理。

　　出口《管制清单》第二部分所列的物项和技术（以下简称导弹相关物项和技术），应当依照本条例第七条至第十三条的规定履行审批手续；但是，出口用于军事目的的导弹相关物项和技术，应当依照前款规定办理。

　　第六条导弹相关物项和技术出口的接受方应当保证，未经中国政府允许，不将中国供应的导弹相关物项和技术用于申明的最终用途以外的其他用途，不将中国供应的导弹相关物项和技术向申明的最终用户以外的第三方转让。

　　第七条从事导弹相关物项和技术出口的经营者，须经国务院对外经济贸易主管部门（以下简称国务院外经贸主管部门）登记。未经登记，任何单位或者个人不得经营导弹相关物项和技术出口。具体登记办法由国务院外经贸主管部门规定。

　　第八条出口导弹相关物项和技术，应当向国务院外经贸主管部门提出申请，填写导弹相关物项和技术出口申请表（以下简称出口申请表），并提交下列文件：

　　（一）申请人的法定代表人、主要经营管理人以及经办人的身份证明；

　　（二）合同或者协议的副本；

　　（三）导弹相关物项和技术的技术说明；

　　（四）最终用户证明和最终用途证明；

　　（五）本条例第六条规定的保证文书；

　　（六）国务院外经贸主管部门规定提交的其他文件。

　　第九条申请人应当如实填写出口申请表。

　　出口申请表由国务院外经贸主管部门统一印制。

　　第十条国务院外经贸主管部门应当自收到出口申请表和本条例第八条规定的文件之日起进行审查，或者会同国务院有关部门、中央军事委员会有关部门进行审查，并在45个工作日内作出许可或者不许可的决定。

　　第十一条对国家安全、社会公共利益有重大影响的导弹相关物项和技术出口，国务院外经贸主管部门应当会同有关部门报国务院、中央军事委员会批准。

　　导弹相关物项和技术出口报国务院、中央军事委员会批准的，不受本条例第十条规定时限的限制。

　　第十二条导弹相关物项和技术出口申请经审查许可的，由国务院外经贸主管部门颁发导弹相关物项和技术出口许可证件（以下简称出口许可证件），并书面通知海关。

　　第十三条出口许可证件持有人改变原申请的导弹相关物项和技术出口的，应当交回原出口许可证件，并依照本条例的有关规定，重新申请、领取出口许可证件。

　　第十四条导弹相关物项和技术出口时，出口经营者应当向海关出具出口许可证件，依照海关法的规定办理海关手续，并接受海关监管。

　　第十五条接受方违反其依照本条例第六条规定作出的保证，或者出现《管制清单》所列的可被用于运载大规模杀伤性武器的导弹及其他运载系统扩散的危险时，国务院外经贸主管部门应当对已经颁发的出口许可证件予以中止或者撤销，并书面通知海关。

　　第十六条出口经营者知道或者应当知道所出口的导弹相关物项和技术将被接受方直接用于《管制清单》所列的可被用于运载大规模杀伤性武器的导弹及其他运载系统的发展计划的，即使该物项和技术未列入《管制清单》，也应当依照本条例的规定执行。

　　第十七条经国务院、中央军事委员会批准，国务院外经贸主管部门会同有关部门，可以临时决定对《管制清单》以外的特定物项和技术的出口依照本条例实施管制。

　　第十八条未经许可擅自出口导弹相关物项和技术的，或者擅自超出许可的范围出口导弹相关物项和技术的，依照刑法关于走私罪、非法经营罪、泄露国家秘密罪或者其他罪的规定，依法追究刑事责任；尚不够刑事处罚的，区别不同情况，依照海关法的有关规定处罚，或者由国务院外经贸主管部门给予警告，没收违法所得，处违法所得1倍以上5倍以下的罚款；国务院外经贸主管部门并可以暂停直至撤销其对外贸易经营许可。

　　第十九条伪造、变造或者买卖导弹相关物项和技术出口许可证件的，依照刑法关于非法经营罪或者伪造、变造、买卖国家机关公文、证件、印章罪的规定，依法追究刑事责任；尚不够刑事处罚的，依照海关法的有关规定处罚；国务院外经贸主管部门并可以撤销其对外贸易经营许可。

　　第二十条以欺骗或者其他不正当手段获取导弹相关物项和技术出口许可证件的，由国务院外经贸主管部门收缴其出口许可证件，没收违法所得，处违法所得等值以下的罚款，暂停直至撤销其对外贸易经营许可。

　　第二十一条违反本条例第七条规定，未经登记擅自经营导弹相关物项和技术出口的，由国务院外经贸主管部门依法取缔其非法活动，并由国家有关主管部门依照有关法律和行政法规的规定给予处罚。

　　第二十二条对导弹相关物项和技术出口实施管制的国家工作人员滥用职权、玩忽职守或者利用职务上的便利索取、收受他人财物的，依照刑法关于滥用职权罪、玩忽职守罪、受贿罪或者其他罪的规定，依法追究刑事责任；尚不够刑事处罚的，依法给予行政处分。

　　第二十三条国务院外经贸主管部门会同有关部门，可以根据实际情况对《管制清单》进行调整，报国务院、中央军事委员会批准后执行。

　　第二十四条本条例自公布之日起施行。

Regulations of The People's Republic of China on Export Control of Missiles And Missile-related Items And Technologies（Promulgated by Decree No.361 of the State Council on August 22, 2002 ）

　　Article 1 These Regulations are formulated¹ for the purposes of strengthening export control of missiles and missile-related items and technologies, and safeguarding the State security and social and public interests.

　　Article 2 The export of missiles and missile-related items and technologies referred to in these Regulations means the export for trade of missiles and missile-related equipment, materials and technologies listed in "The Missiles and Missile-related Items and Technologies Export Control List" （hereinafter referred to as the Control List） attached to these Regulations, and the gift to, exhibition in, scientific and technological² cooperation with, assistance to, provision of service for as such and other forms of technological transfer thereof to foreign countries and regions.

　　Article 3 The State shall exercise strict control on the export of missiles and missile-related items and technologies so as to prevent the proliferation of missiles and other delivering systems listed in the Control List that can be used to deliver weapons of mass destruction.

　　Article 4 The State shall practice a licensing³ system for the export of missiles and missile-related items and technologies. Without being licensed⁵, no unit or individual shall export missiles and missile-related items and technologies.

　　Article 5 The export of items and technologies listed in Part I of the Control List shall be subject to the Regulations of the People''s Republic of China on Administration of Arms Export and other relevant provisions.

　　To export items and technologies listed in Part II of the Control List （hereinafter referred to as missile-related items and technologies）, the exporter shall follow the examination and approval procedures provided for in Articles 7 to 13 of these Regulations; however, the export of missile-related items and technologies for military purpose shall be subject to the provisions of the preceding paragraph.

　　Article 6 The receiving party of missile-related items and technologies shall guarantee not to use missile-related items and technologies supplied by China for purposes other than the declared end-use, nor to transfer missile-related items and technologies supplied by China to any third party other than the declared end-user without the consent of the Chinese Government.

　　Article 7 Exporters of missile-related items and technologies shall register themselves with the competent department in charge of foreign economic relations and trade of the State Council （hereinafter referred to as the competent foreign economic and trade department of the State Council）. Without such registration⁶, no unit or individual shall export missile-related items and technologies. The specific measures for such registration shall be formulated by the competent foreign economic and trade department of the State Council.

　　Article 8 Anyone who intends to export missile-related items and technologies shall apply to the competent foreign economic and trade department of the State Council, fill in the export application form for missile-related items and technologies （hereinafter referred to as the export application form）, and submit the following documents:

　　（1） identification of the applicant⁷''s legal representative, chief managers and the persons handling the deal;

　　（2） duplicates of the contract or agreement;

　　（3） technical specifications⁸ of the missile-related items and technologies;

　　（4） certificates of the end-user and end-use;

　　（5） documents of guarantee as defined in Article 6;

　　（6） other documents as may be required by the competent foreign economic and trade department of the State Council.

　　Article 9 An applicant shall truthfully fill in the export application form.

　　Export application forms shall be uniformly produced by the competent foreign economic and trade department of the State Council.

　　Article 10 The competent foreign economic and trade department of the State Council shall, from the date of receiving the export application form and the documents set forth⁹ in Article 8 of these Regulations, examine the application, or examine the application jointly¹⁰ with other relevant departments of the State Council and relevant departments of the Central Military Commission, and make a decision of approval or denial within 45 working days.

　　Article 11 Where the export of missile-related items and technologies entails¹¹ significant impact on the State security, social and public interests, the competent foreign economic and trade department of the State Council shall, jointly with relevant departments, submit the case to the State Council and the Central Military Commission for approval.

　　Where the export of missile-related items and technologies is submitted to the State Council and the Central Military Commission for approval, the timing¹² restriction¹³ set forth in Article 10 of these Regulations shall not be applied¹⁴.

　　Article 12 Where an application for the export of missile-related items and technologies is examined and approved, the competent foreign economic and trade department of the State Council shall issue a licence for the export of missile-related items and technologies （hereinafter referred to as an export licence）, and notify the Customs in writing.

　　Article 13 An export licence holder¹⁵ who intends to change the missile-related items and technologies originally applied for export shall return the original export licence and file a new application to obtain a new export licence according to relevant provisions of these Regulations.

　　Article 14 While exporting missile-related items and technologies, the exporter shall present the export licence to the Customs, complete the customs procedures and accept supervision¹⁶ and control of the Customs in accordance with the provisions of the Customs Law.

　　Article 15 Where the receiving party contravenes¹⁷ the guarantees made according to the provisions of Article 6 of these Regulations or there is a risk of proliferation of missiles and other delivering systems listed in the Control List that can be used to deliver weapons of mass destruction, the competent foreign economic and trade department of the State Council shall suspend or revoke¹⁸ the export licence granted and notify the Customs in writing.

　　Article 16 Where the exporter knows or should know that the missile-related items and technologies to be exported will be used by the receiving party directly in its program for developing missiles and other delivering systems listed in the Control List that can be used to deliver weapons of mass destruction, the export shall be subject to the provisions of these Regulations even if the items or technologies are not listed in the Control List.

　　Article 17 Upon approval by the State Council and the Central Military Commission, the competent foreign economic and trade department of the State Council may, jointly with relevant departments, temporarily decide to exercise export control on specific items and technologies other than those listed in the Control List in accordance with the provisions of these Regulations.

　　Article 18 Those who export missile-related items and technologies without being licensed, or export missile-related items and technologies beyond the scope of the export licence without authorization¹⁹, shall be investigated for criminal liability in accordance with the provisions of the criminal law on the crime of smuggling²⁰, the crime of illegal business operations, the crime of divulging²¹ State secrets or other crimes; if such acts are not serious enough for criminal punishment, by distinguishing different circumstances, they shall be punished in accordance with relevant provisions of the Customs Law, or be given a warning, confiscated²³ of their illegal income, and fined not less than one time but not more than five times the illegal income by the competent foreign economic and trade department of the State Council; the competent foreign economic and trade department of the State Council may concurrently²⁴ suspend or even revoke the licensing for their foreign trade operations.

　　Article 19 Those who forge, alter, buy or sell the licence for the export of missile-related items and technologies shall be investigated for criminal liability in accordance with the provisions of the criminal law on the crime of illegal business operations or the crime of forging, altering, buying or selling official documents, certificates or seals of a State organ; if such acts are not serious enough for criminal punishment, they shall be punished in accordance with relevant provisions of the Customs Law, and the competent foreign economic and trade department of the State Council may concurrently revoke the licensing for their foreign trade operations.

　　Article 20 Where a license⁴ for the export of missile-related items and technologies is obtained by fraud or other illegal means,the competent foreign economic and trade department of the State Council shall revoke such an export license, confiscate²² the illegal income, impose a fine of not more than the illegal income,and suspend or even revoke the licensing for their foreign trade operations.

　　Article 21 Where, in violation²⁵ of Article 7 of these Regulations, the export of missile-related items and technologies is operated without registration, the competent foreign economic and trade department of the State Council shall ban such illegal activities according to law, and relevant competent departments of the State shall impose punishment thereon in accordance with relevant laws and administrative²⁶ regulations.

　　Article 22 Where the State functionaries²⁷ in charge of control on the export of missile-related items and technologies abuse their powers, neglect their duties or extort²⁸ or accept money or properties from others by taking advantage of their positions, they shall be investigated for criminal liability in accordance with the provisions of the criminal law on the crime of abuse of power, the crime of neglect of duties, the crime of accepting bribes²⁹ and other crimes; if such acts are not serious enough for criminal punishment, they shall be given administrative sanctions according to law.

　　Article 23 In light of actual situations, the competent foreign economic and trade department of the State Council may, jointly with relevant departments, amend³⁰ the Control List and submit it to the State Council and the Central Military Commission for approval before implementation³¹.

　　Article 24 These Regulations shall be effective as of the date of promulgation

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收听单词发音

1 formulated
v.构想出( formulate的过去式和过去分词 )；规划；确切地阐述；用公式表示
参考例句：
He claims that the writer never consciously formulated his own theoretical position. 他声称该作家从未有意识地阐明他自己的理论见解。来自《简明英汉词典》 This idea can be formulated in two different ways. 这个意思可以有两种说法。来自《现代汉英综合大词典》

2 technological
adj.技术的；工艺的
参考例句：
A successful company must keep up with the pace of technological change.一家成功的公司必须得跟上技术变革的步伐。 Today,the pace of life is increasing with technological advancements.当今，随着科技进步，生活节奏不断增快。

3 licensing
v.批准，许可，颁发执照( license的现在分词 )
参考例句：
A large part of state regulation consists of occupational licensing. 大部分州的管理涉及行业的特许批准。来自英汉非文学 - 行政法 That licensing procedures for projects would move faster. 这样的工程批准程序一定会加快。来自辞典例句

4 license
n.执照，许可证，特许；v.许可，特许
参考例句：
The foreign guest has a license on the person.这个外国客人随身携带执照。 The driver was arrested for having false license plates on his car.司机由于使用假车牌而被捕。

5 licensed
adj.得到许可的v.许可，颁发执照(license的过去式和过去分词)
参考例句：
The new drug has not yet been licensed in the US. 这种新药尚未在美国获得许可。 Is that gun licensed? 那支枪有持枪执照吗？

6 registration
n.登记，注册，挂号
参考例句：
Marriage without registration is not recognized by law.法律不承认未登记的婚姻。 What's your registration number?你挂的是几号？

7 applicant
n.申请人，求职者，请求者
参考例句：
He was the hundredth applicant for the job. 他是第100个申请这项工作的人。 In my estimation, the applicant is well qualified for this job. 据我看, 这位应征者完全具备这项工作的条件。

8 specifications
n.规格；载明；详述；（产品等的）说明书；说明书( specification的名词复数 )；详细的计划书；载明；详述
参考例句：
Our work must answer the specifications laid down. 我们的工作应符合所定的规范。来自《简明英汉词典》 This sketch does not conform with the specifications. 图文不符。来自《现代汉英综合大词典》

9 forth
adv.向前；向外，往外
参考例句：
The wind moved the trees gently back and forth.风吹得树轻轻地来回摇晃。 He gave forth a series of works in rapid succession.他很快连续发表了一系列的作品。

10 jointly
ad.联合地，共同地
参考例句：
Tenants are jointly and severally liable for payment of the rent. 租金由承租人共同且分别承担。 She owns the house jointly with her husband. 她和丈夫共同拥有这所房子。

11 entails
使…成为必要( entail的第三人称单数 )；需要；限定继承；使必需
参考例句：
The job entails a lot of hard work. 这工作需要十分艰苦的努力。 This job entails a lot of hard work. 这项工作需要十分努力。

12 timing
n.时间安排，时间选择
参考例句：
The timing of the meeting is not convenient.会议的时间安排不合适。 The timing of our statement is very opportune.我们发表声明选择的时机很恰当。

13 restriction
n.限制，约束
参考例句：
The park is open to the public without restriction.这个公园对公众开放，没有任何限制。 The 30 mph speed restriction applies in all built-up areas.每小时限速30英里适用于所有建筑物聚集区。

14 applied
adj.应用的；v.应用，适用
参考例句：
She plans to take a course in applied linguistics.她打算学习应用语言学课程。 This cream is best applied to the face at night.这种乳霜最好晚上擦脸用。

15 holder
n.持有者，占有者；(台，架等)支持物
参考例句：
The holder of the office of chairman is reponsible for arranging meetings.担任主席职位的人负责安排会议。 That runner is the holder of the world record for the hundred-yard dash.那位运动员是一百码赛跑世界纪录的保持者。

16 supervision
n.监督，管理
参考例句：
The work was done under my supervision.这项工作是在我的监督之下完成的。 The old man's will was executed under the personal supervision of the lawyer.老人的遗嘱是在律师的亲自监督下执行的。

17 contravenes
v.取消，违反( contravene的第三人称单数 )
参考例句：
This fence contravenes our common right to pasturage. 这道栅栏侵害了我们牧场的共有权。来自辞典例句 This evidence contravenes our theory. 这个证据跟我们的理论不相符。来自辞典例句

18 revoke
v.废除，取消，撤回
参考例句：
The university may revoke my diploma.大学可能吊销我的毕业证书。 The government revoked her husband's license to operate migrant labor crews.政府撤销了她丈夫管理外来打工人群的许可证。

19 authorization
n.授权，委任状
参考例句：
Anglers are required to obtain prior authorization from the park keeper.垂钓者必须事先得到公园管理者的许可。 You cannot take a day off without authorization.未经批准你不得休假。

20 smuggling
n.走私
参考例句：
Some claimed that the docker's union fronted for the smuggling ring.某些人声称码头工人工会是走私集团的掩护所。 The evidence pointed to the existence of an international smuggling network.证据表明很可能有一个国际走私网络存在。

21 divulging
v.吐露，泄露( divulge的现在分词 )
参考例句：
The soldier was shot for divulging the plans to the enemy. 这个士兵因向敌人泄密被击毙。来自互联网 Gives itself a small seat. Divulging heartily. 给自己一个小位子。尽情的宣泄。来自互联网

22 confiscate
v.没收(私人财产)，把…充公
参考例句：
The police have the right to confiscate any forbidden objects they find.如发现违禁货物，警方有权查扣。 Did the teacher confiscate your toy?老师没收你的玩具了吗？

23 confiscated
没收，充公( confiscate的过去式和过去分词 )
参考例句：
Their land was confiscated after the war. 他们的土地在战后被没收。 The customs officer confiscated the smuggled goods. 海关官员没收了走私品。

24 concurrently
adv.同时地
参考例句：
He was given two twelve month sentences to run concurrently. 他两罪均判12个月监禁，同期执行。来自《简明英汉词典》 He was given two prison sentences, to run concurrently. 他两罪均判监禁，同期执行。来自辞典例句

25 violation
n.违反(行为)，违背(行为)，侵犯
参考例句：
He roared that was a violation of the rules.他大声说，那是违反规则的。 He was fined 200 dollars for violation of traffic regulation.他因违反交通规则被罚款200美元。

26 administrative
adj.行政的，管理的
参考例句：
The administrative burden must be lifted from local government.必须解除地方政府的行政负担。 He regarded all these administrative details as beneath his notice.他认为行政管理上的这些琐事都不值一顾。

27 functionaries
n.公职人员，官员( functionary的名词复数 )
参考例句：
The Indian transmitters were court functionaries, not missionaries. 印度文化的传递者都是朝廷的官员而不是传教士。来自辞典例句 All government institutions functionaries must implement state laws, decrees and policies. 所有政府机关极其工作人员都必须认真执行国家的法律，法规和政策。来自互联网

28 extort
v.勒索，敲诈，强要
参考例句：
The blackmailer tried to extort a large sum of money from him.勒索者企图向他勒索一大笔钱。 They absolutely must not harm the people or extort money from them.严格禁止坑害勒索群众。

29 bribes
n.贿赂( bribe的名词复数 )；向（某人）行贿，贿赂v.贿赂( bribe的第三人称单数 )；向（某人）行贿，贿赂
参考例句：
It was alleged that he had taken bribes while in office. 他被指称在任时收受贿赂。 corrupt officials accepting bribes 接受贿赂的贪官污吏

30 amend
vt.修改，修订，改进；n.[pl.]赔罪，赔偿
参考例句：
The teacher advised him to amend his way of living.老师劝他改变生活方式。 You must amend your pronunciation.你必须改正你的发音。

31 implementation
n.实施，贯彻
参考例句：
Implementation of the program is now well underway.这一项目的实施现在行情看好。

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